# Is there an energy cost associated with flipping the spin of an electron?

THE STORY:

A common example used to illustrate the limitations of restricted Hartree-Fock (RHF) theory is the H$_2$ dissociation energy ($D_e$) curves. RHF enforces electrons to be paired into spin orbitals, $\chi$, or two spatial orbitals $\phi$ with the same set of spatial coordinates $\mathbf{r}$ but a different spin function (i.e. $\alpha$ or $\beta$ for spin-up $\uparrow$ and spin-down $\downarrow$, respectively). Unrestricted Hartree-Fock theory gives each spatial orbital its own set of coordinates, allowing for $\phi_1(\alpha$) to have a different energy than $\phi_1(\beta)$, giving rise to a proper description of the H$_2$ dissociation energy (see the graph below). I didn't include units in this graph but the energy is in kcal mol$^{-1}$. The red curve gives the appropriate (and approximate) $D_e$. The RHF formalism (blue curve) gives a $D_e$ that is three-times greater than the 'right answer'.

A corresponding electron configuration picture is shown below. Here we clearly see RHF forcing the electrons to be paired at infinite distances, giving rise to an H$^-$H$^+$ description of the system which is clearly wrong. (Note that this is a 'state' that included into the wave function by RHF). UHF allows the electrons to reside in their own spatial orbitals giving rise to two doublets at infinite separation.

Now here is where things get interesting. In terms of the actual computations implemented to generate the curves in Figure 1, the electrons adopt opposite spins. However, let us imagine a theoretical scenario where two lone hydrogen atoms are floating around in space at infinite distance. The corresponding electrons (which we will assume is not interacting with each other) can adopt any spin they want so both electrons can have a spin-up configuration. Now imagine these two hydrogen atoms approaching each other. For a covalent bond to form, the electrons will be paired into a spin-orbital which means that one electron must flip its spin according to the Pauli-Exclusion principle. (We should note at this point that orbitals are merely mathematical functions whereas spin is an actual physical property). This now leads us to...

THE QUESTION:

Is there an energy cost associated with flipping the spin of an electron such as in the scenario I've described?

The obvious follow up question (if the answer is yes to the first piece), would the H$_2$ dissociation energy curves be different for two H atoms each with spin up electrons and two H atoms with electrons of opposite spin (and how different would they be)?

• Yes. (Cf: the 21 cm line in atomic hydrogen) – Uncle Al Apr 4 '14 at 21:38
• Your RHF and UHF description is not correct. In RHF at infinite distance there are still two linearcombinations of the orbitals (the same as in bonding distance) which are close to degenerate (the orbital with the electrons is lower in energy, since HF cannot describe empty orbitals correct). If one electron is at one H, then the other has a 50:50 probability to be at either H. In UHF the spin configuration stays formally the same (singlet). Since the restriction is lifted, it is no eigenfunction of the spinoperator anymore (spincontamination). – Martin - マーチン Apr 5 '14 at 9:45
• @UncleAl could you elaborate more, please. From my point of view, if two H with same spin electrons are put in close contact, then one electron would occupy the antibonding (excited) orbital. Relaxation then would release energy (negative singlet triplet gap). But I might be wrong - I am curious though. Or do electrons have to be of opposite spin to form a bond? If so, then spinflip would have to occour before - but how would the electron know? – Martin - マーチン Apr 5 '14 at 9:52
• Restricted HF makes the requirement that two electrons of opposite spin have to occupy one spatial orbital. This is causing the orbitals being spread over the whole molecule. Two hydrogen atoms at infinite distance are still a molecule in the HF formalism, but this approximation is not applicable any more. (In theory the amplitude of the wavefunction of the orbitals only vanishes at infinity, causing always some overlap.) – Martin - マーチン Apr 8 '14 at 12:52
• This is true, I have to admit I was not thinking of exchange correlation for the Hydrogen molecule. HF Exchange correlation is also often referred to as the exact exchange. As for the wording 'pairing' - this might just be a philosophical question. Anyways, this whole rambelage does actually not help finding an answer. Sorry for that. – Martin - マーチン Apr 9 '14 at 17:04

I will try to describe what happens when two hydrogen atoms approach each other from infinity. At infinite separation the hydrogen atoms don't feel their mutual presence and each atom has one electron localized in its atomic 1s orbital. In the absence of magnetic fields it will not matter whether the spins of the electrons are parallel or antiparallel and you will basically have an ensemble of systems with an equal amount of triplet (parallel spins, $S=1$) and singlet (antiparallel spins, $S=0$) states, since $E_{\uparrow \uparrow} = E_{\uparrow \downarrow}$. But when hydrogen atoms are brought closer together the situation changes: For one thing each atom has a magnetic moment associated with its electronic spin and there will be a dipolar interaction between those magnetic moments. However this dipolar interaction will be very weak (in the order of $10^{-4} \, \mathrm{eV}$ at close interatomic distance) and won't have much influence. Another factor that comes into the game is spin-orbit coupling. Yet again, since $\ce{H}$ is such a light element spin-orbit coupling will be very, very weak and so it can be ignored too. But the predominant factor to be taken into acount is the exchange energy (its effect is in the order of $0.1$ to $1 \, \mathrm{eV}$). Here you can find a very nice treatment of the exchange energy for the hydrogen molecule which comes to the conclusion that

For the hydrogen molecule the exchange energy is negative [...] so the state when the resultant spin is $S=0$ has the lower energy than the state when $S=1$.

This source also provides the potential energy curves for the hydrogen singlet and triplet states.

These curves amount to the following electron configuration diagrams:

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So, the situation for the approaching hydrogen atoms is like this: If both atoms start out with electrons of opposite spin (i.e. the system is in a singlet state) you have the common case that the hydrogen atoms will bond together thus lowering the total energy of the system. But if both atoms start out with parallel spins (i.e. the system is in a triplet state) the total energy will rise when they get closer to one another and the atoms will not bond together but keep their distance. This can be understood from the electron configuration diagram of the triplet hydrogen molecule: The antibonding $\sigma^{*}$ MO is more destabilized than the bonding $\sigma$ orbital is stabilized by the interaction (this is generally true for 2-orbital interactions) and the energy splitting becomes larger the closer the hydrogen atoms get. But because of the Pauli principle the two electrons of like spin in the system can't both occupy the $\sigma$ MO but one is forced to occupy the $\sigma^{*}$ MO and thus the system's total energy rises when the hydrogen atoms approach each other. And because there is virtually no spin-orbit coupling for hydrogen the total angular momentum (represented by $L$) and the total spin (represented by $S$) of the electrons are essentially conserved quantities and there is no mechanism to facilitate intersystem crossing, i.e. the process of changing from the triplet to the singlet state has such a low probability that it virtually doesn't happen. The situation changes of course if you add an external bias to the system, e.g. irradiation with high-energetic light. Then a triplet-singlet transition might be possible but as I read it that was not your question.

So, the way MO-diagrams are often pictured with electrons of like spin pairing up in a bonding MO does not reflect the "real" situation of two atoms approaching each other from an infinite distance. But it is not meant that way although it is often pictured as such.

## Update

So, in summary I established that if you have two hydrogen atoms in free space without spin-orbit coupling and relativistic effects they are stuck with the spin state they initially start out with and can't change it during their time evolution, i.e. they have to stay either on the triplet or the singlet Born-Oppenheimer surface and no switching between those is allowed. But I want to delve a little deeper into the reasons for it. If the hydrogen atoms wanted to change from triplet to singlet state, the atoms would have to transfer $1 \hbar$ of spin angular momentum somewhere else in order to comply with the law of conservation of momentum. In the absence of any particles to collide with the only possible mechanism by which this can be achieved is to emit a photon whose energy is equal to the energy difference between the triplet and the singlet state, i.e. $\Delta E = \hbar \omega = E_{\uparrow \uparrow} - E_{\uparrow \downarrow}$, and which would "carry away" the $1 \hbar$ of spin. But in order to emit a photon there must be a coupling between the electrons and the electromagnetic field. The magnitude of this coupling or in other words the probability for a transition from an initial to a final state under the emission of a photon is described by the transition dipole moment

$$\Theta_{\mathrm{i} \to \mathrm{f}} = \big\langle \Psi_{\mathrm{i}} \big| \sum_{n} q_{n} \mathbf{\hat{r}}_{n} \, \big| \Psi_{\mathrm{f}} \big\rangle$$

where $q_{n}$ and $\mathbf{\hat{r}}_{n}$ are the charge and the position operator of the $n^{\mathrm{th}}$ particle in the system respectively, and the subscripts $\mathrm{i}$ and $\mathrm{f}$ signify the initial and final states of the transition. Under the conditions of the Born-Oppenheimer approximation the contribution of the nuclei to $\Theta_{\mathrm{i} \to \mathrm{f}}$ will be zero for the situation at hand, so that we only need to be concerned with the electrons in the system. If there is a sizable spin-orbit coupling then the spin degrees of freedom and the spatial degrees of freedom are coupled via the total angular momentum operator $\mathbf{\hat{J}} = \mathbf{\hat{L}} + \mathbf{\hat{S}}$ because

\begin{align} \mathbf{\hat{J}}{}^{2} = \mathbf{\hat{L}}{}^{2} + \mathbf{\hat{S}}{}^{2} + \mathbf{\hat{L}} \cdot \mathbf{\hat{S}} \end{align}

and $\mathbf{\hat{L}} = \mathbf{\hat{r}} \times \mathbf{\hat{p}}$ where $\mathbf{\hat{p}}$ is the momentum operator. However, if there is no spin-orbit coupling then $\mathbf{\hat{L}} \cdot \mathbf{\hat{S}} = 0$ and $\mathbf{\hat{J}}{}^{2} = \mathbf{\hat{L}}{}^{2} + \mathbf{\hat{S}}{}^{2}$, i.e. the spin degrees of freedom and the spatial degrees of freedom are decoupled. That means you can make a product ansatz for the wave function where you seperate the spin-dependent part $| \psi(S) \rangle$ and the spatial part $| \psi(\mathbf{r}) \rangle$ such that $| \Psi \rangle = | \psi(\mathbf{r}) \rangle | \psi(S) \rangle$. So, for the transition dipole moment you get

$$\Theta_{\mathrm{i} \to \mathrm{f}} = \big\langle \psi_{\mathrm{i}} (\mathbf{r}) \big| \sum_{n} q_{n} \mathbf{\hat{r}}_{n} \, \big| \psi_{\mathrm{f}}(\mathbf{r}) \big\rangle \underbrace{\big\langle \psi_{\mathrm{i}} (S) \big| \psi_{\mathrm{f}}(S) \big\rangle}_{= \, 0} = 0$$

where $\langle \psi_{\mathrm{i}} (S) | \psi_{\mathrm{f}}(S) \rangle = 0$ because the initial state would be the triplet state ($S =1$) and the final state would be the singlet state ($S=0$) and spin wave functions for different $S$ are orthogonal. So, no spin-orbit coupling means that the probability for a transition from a triplet to a singlet state under the emission of a photon is zero.

In real atoms and molecules there is of course some spin-orbit coupling, so $\Theta_{\mathrm{i} \to \mathrm{f}}$ will be larger than zero. But the spin-orbit coupling in hydrogen is tiny and so $\Theta_{\mathrm{i} \to \mathrm{f}}$ will be tiny too and thus the probability of a triplet-singlet transition will be tiny as well and can be neglected for all practical purposes.

• Wow, I really have to think about this, thank you. Am I correct in assuming, that as long as there are other particles in the system, that can "carry away" the spin, transition from triplet to singlet is no problem? – Martin - マーチン Oct 16 '14 at 2:16
• Yup, collisions can provide a mechanism for spin-flips too. The efficiency of the process depends on the particle, of course. – Philipp Oct 16 '14 at 3:32
• This by far is the most comprehensive and insightful response I have ever received to this question. It is also the most satisfying. Though it leads to more questions (ones I cannot verbalize at the moment), the realization of knowledge generally does so and I applaud your efforts to provide such a rigorous answer. – LordStryker Oct 21 '14 at 20:30
• @LordStryker Thanks for the kind words. Glad to hear it was helpful. It is a very interesting question and so I needed to provide a comprehensive and insightful answer to match it :) If the new questions ever reach a verbalizable state, just let me know. Helping is good for my karma :) – Philipp Oct 22 '14 at 20:42
• Nice answer. Just a remark: "In the absence of magnetic fields it will not matter whether the spins of the electrons are parallel or antiparallel and you will basically have an ensemble of systems with an equal amount of triplet ..." You actually do not have an ensemble (since you only got 2 Atoms), but rather in the general case an undetermined superposition of both states unless you interact with a magnetic field (=measure). The probability of what you get then depends on how the state was prepared. – Rudi_Birnbaum Jul 27 '17 at 21:30