# Are carbocations necessarily sp2 hybridized and trigonal planar?

My copy of Pearson's Organic Chemistry (7e), Morrison and Boyd, under the section "Reaction intermediates", accords a succinct description on the structure of carbocations:

The central $C$-atom (of carbocations) is in an $\mathrm{sp^{2}}$ hybridized state, for which the carbocations have planar geometry. The $\mathrm{p_{z}}$-AO (atomic orbital) remains empty.

The stuff in parentheses was added by me

Aided by this description, I conjured up the following "general" structure of carbocations:

Though I pulled out the above image from Google Images, it was pretty much the same structure I've been visualizing this whole time...drawing my own would be messy

And as you can see, I've equated the "planar structure" mentioned in the book to "trigonal planar structure" (with an axial vacant $p$ orbital). This image of a carbocation's structure in mind proved rather handy, and didn't seem to be incorrect at all.

Wikipedia, on the other hand, doesn't sound so confident about the central $C$-atom's $\mathrm{sp^{2}}$ hybridized state.

One could reasonably assume a carbocation to have $\mathrm{sp^{3}}$ hybridization with an empty $\mathrm{sp^{3}}$ orbital giving positive charge. However, the reactivity of a carbocation more closely resembles $\mathrm{sp^{2}}$ hybridization with a trigonal planar molecular geometry.

(Emphasis, mine)

As you can see, Wikipedia doesn't appear to (completely) endorse the $\mathrm{sp^{2}}$ structure of the central $C$-atom.

I continued to keep the "trigonal planar" structure of carbocations in mind while studying them. This posed no hindrance until, I came across these carbocations (in a book not really worth mentioning):

Created using PubChem Sketcher V2.4

I've faced multiple problems while trying to ascertain the hybridization cum geometry/structure of the central, positive $C$-atoms in those carbocations. I shall list them separately,

1) Issue with the Aryl carbocation

I visualized this as a particular Kekule structure of benzene having lost one hydrogen anion, thereby leaving a positively charged carbon atom in the ring. Considering the bonds involving the positive $C$-atom (in the particular Kekule structure I put up), I see two $σ$ bonds and one $π$ bond. Also, the $\mathrm{C=C^{+}-C}$ bond angle appears to be $\mathrm{120^{o}}$ (just like the normal benzene molecule. I honestly can't figure out the hybridization or structure/geometry of the positive $C$-atom here. I guess I should factor in the "delocalization of the positive charge" across the ring, but that hasn't borne fruit (for me).

2) Issue with the vinyl carbocation

I visualized this as an ethene molecule, having lost one hydrogen anion, thereby leaving a positively charged carbon atom (seen on the right end in the image). Here again, I see two $σ$ bonds and one $π$ bond. From my knowledge of the VSEPR theory, I suppose the $\mathrm{C=C^{+}-H}$ bond angle is $\mathrm{180^{o}}$ (i.e- linear). But I can't for the world figure out what the hybridization of the positive $C$-atom here, is. Heck, I'm not entirely sure if I predicted the geometry (linear) correctly in the first place...well, this case is alien to me.

3) Issue with the ethynyl carbocation

I visualized this as an ethyne molecule, having lost one hydrogen anion, thereby leaving a positively charge carbon atom (seen on the right end). Considering the bonds involving the positive $C$-atom, I see one $σ$ bond and two $π$ bonds. Hybridization? No clue. Geometry about the positive $C$-atom? Um...kinda looks like a ball at the end of a stick...not sure if there's any "angle" present ._.

Could someone please address these "issues" I've encountered for the above mentioned (aryl, vinyl, ethynyl) carbocations? I'm not sure if assuming "planar" structure" necessarily means "trigonal planar structure"... or if there's something about "hybridization" that I've grossly overlooked.

[Note- What I've been taught, is that a particular hybridization state, ensures a particular geometry/structure....the result of trying to combine "Hybridization" with the VSEPR theory]

My question(s), more explicitly put:

1) What is the hybridization state of the carbon atom carrying positive charges in the three examples I've used above? How is it determined?

2) What is the geometry/structure of the said hybridized carbon atoms? {If that isn't clear: I meant along the lines of "If it's $\mathrm{sp^{3}}$ it's tetrahedral, if it's $\mathrm{sp^{2}}$ it is trigonal planar, if it's $sp$ it's linear"}

I'm still in High-school, so I feel a bit overwhelmed at the moment (trying to wrap my head around this...hopelessly)

• @Sawarnik Yeah, and the same goes for the ethynyl carbocation. Wanted to draw it using bond-line notation (meaning $C-H$ are implied)... google.co.in/… – paracetamol Jul 12 '17 at 9:19
• Don't forget the 1-adamantyl cation: pubs.acs.org/doi/abs/10.1021/ja00515a002 – Zhe Jul 12 '17 at 14:52
• pubs.acs.org/doi/pdf/10.1021/jo990724x – Mithoron Jul 13 '17 at 23:03
• Is this supposed to be carbenium ions? (en.m.wikipedia.org/wiki/Carbenium_ion). Carbocations are a much broader class. – Oscar Lanzi Jul 13 '17 at 23:36
• @Oscar Ouch, "carbenium ions" and "carbonium ions" are new terms to me. I've always used "carbocation" (oblivious of it's broader implications), and I guess that's because it's only as far as org. chem goes at my school. Now, I've tried to make comparisons between Wikipedia pages on "Carbocations", as well as "Carbenium" and "Carbonium" ions...however that leads me to believe use of "Carbocation" is more appropriate {Continued..} – paracetamol Jul 14 '17 at 6:21

I actually have a (or many) big issue(s) with the quote:

The central C-atom is in an sp2 hybridized state, for which the carbocations have planar geometry. The p$$z$$-AO remains empty.

The authors here have clearly scrambled up their reasoning, making carbocations seem as something they are definitely not. Suffice to say (tl;dr) the above statement cannot be true. Let's get a few points straight before moving on to a more complex examples.

1. The p orbital remains empty.
We know that s orbitals ($$\ell=0$$) of the same principle quantum number $$n$$ have a lower energy than the corresponding p orbitals ($$\ell=1$$). It is therefore (almost) always energetically more favourable to occupy orbitals with as much s character as possible.

2. The coordination is planar.
Ideally one (any) of the p orbitals will remain completely unoccupied. Because of symmetry considerations, a planar arrangement of ligands around the central atom virtually ensures that. The planar coordination is a result of a favourable electronic state. Obviously there will be other interactions at play, but in a first approximation the above is always true.
(Also note that I am avoiding the word geometry, because that should rather be reserved for the whole molecule.)

3. Orbitals are hybridised, not atoms.
There is no such thing as an "hybridised state". There might be an atom of which the wave function can be described with hybrid orbitals. The colloquial phrase "the carbon is sp3 hybridised", which is especially popular with organic chemists, is a garbage simplification.

4. Valence Bond Theory is not a simplification; a.k.a. Bent's rule.
The description with sp$$n$$ orbitals is a relic of the very, very first days of VB theory. Nowadays this theory has well evolved past these rigid kinds of descriptions. Essentially, allowing $$n\in\mathbb{R}$$ produces better descriptions and a better agreement with experimental data. (Read more: What is Bent's rule? Utility of Bent's Rule - What can Bent's rule explain that other qualitative considerations cannot?)

5. Hybridisation is a mathematical description.
We would be completely fine without hybridisation. We choose to use hybrid orbitals, because they (in most cases) represent the geometry of molecules in a much easier view than the very generic canonical orbitals.
Unfortunately, hybrid orbitals became a tool of prediction in organic chemistry textbooks because they are so temptingly easy to understand. As a result many things get explained in this way where it would not the least be necessary. Often leading to wrong conclusions, other times being right only by coincidence (right for the wrong reasons).

6. Carbocations are nothing trivial.
It took a couple of years for the theory to be accepted and then confirmed by experiments, showing that there is nothing easy to fathom. In terms of electronic stability, only occupied orbitals count. Molecular entities will always adopt the lowest lying electronic state in the the optimal geometry.

Just because of Bent's rule it is only logical to assume that carbocations in general may differ significantly from the often taught 3×sp2 + p hybridisation scheme. In principle, only carbocations of the form $$\ce{^+CR3}$$ are symmetric enough to have this scheme. This already starts to break down with $$\ce{R{ = }CH3}$$ because of hyperconjugation. In first approximation, however, the convenient model holds. Just keep the limitations in mind.

With all of that we can go to your specific questions. All of your examples are what we often refer to non-classical carbocations. You may now ask yourself: What is a non-classical carbocation? I therefore recommend reading the linked Q&A before continuing. (Importance of such cations. Shameless self-promotion.)

I personally dislike the terminology and the definition in the gold book, as I find it a little reactionary, but we're stuck with it, there is no use in complaining.

nonclassical carbocation
A carbocation the ground state of which has delocalized (bridged) bonding π- or σ-electrons. (N.B. Allylic and benzylic carbocations are not considered nonclassical.)

Note for the remaining part of the answer I am keeping things short as I am just summarising stuff from two sources on our network: (1)Do vinyl cations adopt a classical or non-classical structure? (2) Is the phenyl cation or ethynylium more stable?

1. Phenyl cation/ Aryl carbocation
In this case we have a cationic carbon which is already planar. Therefore the necessary change would be to adopt a linear coordination. This obviously is restricted by the cyclic backbone.

Technically this is not a non-classical carbocation according to the definition (or is it?), which is one of the reasons why I don't like this definition in the first place.
A true non-classical version with a bridging proton is not a stable stationary point on DF-BP86/def2-SVP.
While the bridging $$C_\mathrm{5v}$$ symmetric $$\ce{^+C(CH)5}$$ is a stationary point, it is about $$\pu{145 kJ mol-1}$$ higher in energy.

2. Vinyl cation
tl;TL;DR;dr: More recent work indicates that the bridged form of the vinyl cation with is slightly more stable (by about 1-3 kcal/mol).

3. Ethynylene Carbocation
tl;dr: The linear $$\ce{HCC+}$$ is not a stationary point at DF-BP86/def2-SVP. The stable structure is an almost three-membered ring, which is best thought of as a protonated dicarbon.

## Conclusion (?!)

Throw out the restrictive thinking of hybridisation. It is almost always useless when it comes to carbocations (best case scenario) or even gives you the completely wrong ideas. Always remember that orbitals can be described hybridised, but not atoms, and that hybridisation itself is never a fixed deal.
Always keep in mind that the smallest molecular entities do the weirdest things, with the most complicated bonding situations.
Stay open-minded.

That notion is far from true. There are many examples of carbocations where, through the use of delocalized bonds, carbon can be bonded to five or more atoms. See, for example, https://en.m.wikipedia.org/wiki/Carbocation. Among other things, this shows that even methane can be protonated to give not $$\ce{CH3+}$$ but $$\ce{CH5+}$$!

• These are separate class (carbonium ions). – Mithoron Jul 12 '17 at 15:29
• Carbonium ions are a type of carbocation. And the question uses "carbocation". – Oscar Lanzi Jul 12 '17 at 16:10
• Well, I think @para thought about carbenium ions, looking at his examples, nice catch though. – Mithoron Jul 13 '17 at 22:59
• @Oscar Sorry I was late in responding to this >_<. Your answer was useful, but I'd be grateful if you could expand on it a bit more. Being the idiot schoolboy I am, I'm faced with... "difficulties"... in accurately comprehending the subtleties present in most sources on this topic [My confusion with "Carbocation", "Carbenium ion" and "Carbonium ion" is an example]. More specifically, I'd love it if you could elaborate on "...through the use of delocalized bonds, carbon can have a valence of five or more...". – paracetamol Jul 14 '17 at 6:46
• In addition to the above; could you also explicitly address why I was unable to determine the hybridization and structure of the "carbocations" that I used as example in my post? – paracetamol Jul 14 '17 at 6:47